- Get special highlighting in our catalogue and priority placement at the top of our listings
- Have your company shown in special blocks, available only for updated business profiles
- And many more upcoming perks!
| Street address: | 917 W. Washington Blvd, Suite 204 |
| City / suburb: | Chicago, IL |
| Zip code: | 60607 |
| Phone: |
(312) 498-5061 (Primary Phone) |
| Contact name: | |
| Contact title: | |
| Nearest landmark: | |
| Fax: | |
| Website: | |
| E-mail: | info@ldmsecuritiesconsulting.com |
| Social networks: |
LDM Securities Consulting is a consulting firm providing regulatory, compliance and operational consulting services to broker-dealers and investment advisors. We assist broker-dealers and investment advisors of all sizes and types navigate through a constantly changing regulatory maze. We closely monitor regulatory developments and industry best practices. Our mission is to assist our clients in creating a culture of compliance by developing compliance policies, procedures, controls, and training that ensures that our clients are complying with all applicable federal securities and futures laws, rules and regulations that governs their activities. We assist our clients in developing proactive compliance programs that prevent, detect and remediate potential rules violations.
- Business Services Professional Services Management Consulting Services Financial Consultants
| Estimated number of employees: | 2 to 4 | |
| Annual sales estimate: | ||
| City / suburb: | Chicago, IL |
Compliance Risk Assessment, AML Reviews, Mock Regulatory Examination, financial regulatory agency, Drafting of Policies and Procedures